Internet Engineering Task Force                              Sally Floyd   
INTERNET-DRAFT                                                      ICIR   
draft-ietf-dccp-ccid2-09.txt                                Eddie Kohler 
draft-ietf-dccp-ccid2-08.txt                                Eddie Kohler
Expires: 7 September 2005                                           UCLA 
Expires: 14 May 2005                                                UCLA
                                                            7 March 2005 
                                                        14 November 2004
                                                                           
                                                                           
               Profile for DCCP Congestion Control ID 2:                   
                      TCP-like Congestion Control                          
                                                                           
                                                                           
Status of this Memo                                                        
                                                                           
    This document is an Internet-Draft and is subject to all provisions    
    of section 3 of RFC 3667. By submitting this Internet-Draft, each      
    author represents that any applicable patent or other IPR claims of    
    which he or she is aware have been or will be disclosed, and any of    
    which he or she become aware will be disclosed, in accordance with     
    RFC 3668.                                                              
                                                                           
    Internet-Drafts are working documents of the Internet Engineering      
    Task Force (IETF), its areas, and its working groups.  Note that       
    other groups may also distribute working documents as Internet-        
    Drafts.                                                                
                                                                           
    Internet-Drafts are draft documents valid for a maximum of six         
    months and may be updated, replaced, or obsoleted by other documents   
    at any time.  It is inappropriate to use Internet-Drafts as            
    reference material or to cite them other than as "work in progress."   
                                                                           
    The list of current Internet-Drafts can be accessed at                 
    http://www.ietf.org/ietf/1id-abstracts.txt.                            
                                                                           
    The list of Internet-Draft Shadow Directories can be accessed at       
    http://www.ietf.org/shadow.html.                                       
                                                                           
    This Internet-Draft will expire on 7 September 2005.                 
    This Internet-Draft will expire on 14 May 2005.                   
                                                                           
Copyright Notice                                                           
                                                                           
    Copyright (C) The Internet Society (2004). All Rights Reserved.        
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
Floyd/Kohler                                                    [Page 1]   
                                                                          
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Abstract                                                                   
                                                                           
    This document contains the profile for Congestion Control Identifier   
    2, TCP-like Congestion Control, in the Datagram Congestion Control     
    Protocol (DCCP).  CCID 2 should be used by senders who would like to   
    take advantage of the available bandwidth in an environment with       
    rapidly changing conditions, and who are able to adapt to the abrupt   
    changes in the congestion window typical of TCP's Additive Increase    
    Multiplicative Decrease (AIMD) congestion control.                     
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
Floyd/Kohler                                                    [Page 2]   
                                                                          
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    TO BE DELETED BY THE RFC EDITOR UPON PUBLICATION:                      
                                                                           
    Changes from draft-ietf-dccp-ccid2-07.txt:                             
                                                                           
    * Restrict the use of byte-counting to be at most as aggressive        
      as the current TCP (without byte-counting).                          
                                                                           
    Changes from draft-ietf-dccp-ccid2-06.txt:                             
                                                                           
    * Moved three citations to Informational.                              
                                                                           
    * Added that "The sender SHOULD not attempt Ack Ratio                  
      renegotiations more than once per round-trip time."                  
                                                                           
    * Specified that ssthresh is never less than two, instead of one.      
                                                                           
    * Added references to RFC 2988 and RFC 2018.                           
                                                                           
    * Specify that the congestion window is only increased for packets     
    that aren't ECN-marked.                                                
                                                                           
    Changes from draft-ietf-dccp-ccid2-05.txt:                             
                                                                           
    * Changes to the discussion about how the sender infers that DCCP-     
    Ack packets are lost.  The sender does not know for sure whether a     
    missing sequence number is for a dropped ACK packet or a dropped       
    data packet.  Our changes include a new appendix on "The Costs of      
    Inferring Lost Ack Packets".                                           
                                                                           
    * Minor editing for clarity, including some reordering of sections.    
                                                                           
    * Added a section on response to idle and application-limited          
    periods.                                                               
                                                                           
    * Clarifications on changing the Ack Ratio, based on feedback from     
    Nils-Erik Mattsson.                                                    
                                                                           
    Changes from draft-ietf-dccp-ccid2-04.txt:                             
                                                                           
    * Minor editing, as follows:                                           
      - Added a note that CCID2 implementations MAY check for apps that    
    are                                                                    
        gaming with regard to the packet size.                             
      - Deleted a statement that the maximum packet size is 1500 bytes.    
      - Added that the receiver MAY know the round-trip time from its      
    role as                                                                
      - Added a note that the initial cwnd is up to four packets.          
                                                                           
                                                                           
                                                                           
                                                                           
Floyd/Kohler                                                    [Page 3]   
                                                                          
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    * Added Intellectual Property Notice.                                  
                                                                           
    Changes from draft-ietf-dccp-ccid2-03.txt:                             
                                                                           
    * Disallow direct tracking of TCP standards.                           
                                                                           
    Changes from draft-ietf-dccp-ccid2-02.txt:                             
                                                                           
    * Added to the section on application requirements.                    
                                                                           
    * Changed the default Ack Ratio to be two, as recommended for TCP.     
                                                                           
    * Added a paragraph about packet sizes.                                
                                                                           
    Changes from draft-ietf-dccp-ccid2-01.txt:                             
                                                                           
    * Added "Security Considerations" and "IANA Considerations"            
    sections.                                                              
                                                                           
    * Refer explicitly to SACK-based TCP, and flesh out Section 3          
    ("Congestion Control on Data Packets").                                
                                                                           
    * When cwnd < ssthresh, increase cwnd by one per newly acknowledged    
    packet up to some limit, in line with TCP Appropriate Byte Counting.   
                                                                           
    * Refined definition of quiescence.                                    
                                                                           
    Changes from draft-ietf-dccp-ccid2-00.txt:                             
                                                                           
    * Said that the Acknowledgement Number reports the largest sequence    
    number, not the most recent packet, for consistency with draft-ietf-   
    dccp-spec.                                                             
                                                                           
    * Added notes about ECN nonces for acknowledgements, and about         
    dealing with piggybacked acknowledgements.                             
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
Floyd/Kohler                                                    [Page 4]   
                                                                          
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                             Table of Contents                             
                                                                           
    1. Introduction. . . . . . . . . . . . . . . . . . . . . . . . .   6   
    2. Conventions and Notation. . . . . . . . . . . . . . . . . . .   6   
    3. Usage . . . . . . . . . . . . . . . . . . . . . . . . . . . .   6   
       3.1. Relationship with TCP. . . . . . . . . . . . . . . . . .   7   
       3.2. Example Half-Connection. . . . . . . . . . . . . . . . .   7   
    4. Connection Establishment. . . . . . . . . . . . . . . . . . .   9   
    5. Congestion Control on Data Packets. . . . . . . . . . . . . .   9   
       5.1. Response to Idle and Application-limited                       
       Periods . . . . . . . . . . . . . . . . . . . . . . . . . . .  11   
       5.2. Response to Data Dropped and Slow Receiver . . . . . . .  12   
       5.3. Packet Size. . . . . . . . . . . . . . . . . . . . . . .  12   
    6. Acknowledgements. . . . . . . . . . . . . . . . . . . . . . .  13 
    6. Acknowledgements. . . . . . . . . . . . . . . . . . . . . . .  12
       6.1. Congestion Control on Acknowledgements . . . . . . . . .  13   
          6.1.1. Detecting Lost and Marked                                 
          Acknowledgements . . . . . . . . . . . . . . . . . . . . .  13   
          6.1.2. Changing Ack Ratio. . . . . . . . . . . . . . . . .  14   
       6.2. Acknowledgements of Acknowledgements . . . . . . . . . .  15   
          6.2.1. Determining Quiescence. . . . . . . . . . . . . . .  15   
    7. Explicit Congestion Notification. . . . . . . . . . . . . . .  16 
    7. Explicit Congestion Notification. . . . . . . . . . . . . . .  15
    8. Options and Features. . . . . . . . . . . . . . . . . . . . .  16   
    9. Security Considerations . . . . . . . . . . . . . . . . . . .  16   
    10. IANA Considerations. . . . . . . . . . . . . . . . . . . . .  16   
       10.1. Reset Codes . . . . . . . . . . . . . . . . . . . . . .  17 
       10.1. Reset Codes . . . . . . . . . . . . . . . . . . . . . .  16
       10.2. Option Types. . . . . . . . . . . . . . . . . . . . . .  17   
       10.3. Feature Numbers . . . . . . . . . . . . . . . . . . . .  17   
    11. Thanks . . . . . . . . . . . . . . . . . . . . . . . . . . .  17   
    A. Appendix: Derivation of Ack Ratio Decrease. . . . . . . . . .  18 
    A. Appendix: Derivation of Ack Ratio Decrease. . . . . . . . . .  17
    B. Appendix: Cost of Loss Inference Mistakes to Ack                    
    Ratio. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  18   
    Normative References . . . . . . . . . . . . . . . . . . . . . .  20   
    Informative References . . . . . . . . . . . . . . . . . . . . .  21 
    Informative References . . . . . . . . . . . . . . . . . . . . .  20
    Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . .  21   
    Full Copyright Statement . . . . . . . . . . . . . . . . . . . .  21   
    Intellectual Property. . . . . . . . . . . . . . . . . . . . . .  22 
    Intellectual Property. . . . . . . . . . . . . . . . . . . . . .  21
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
Floyd/Kohler                                                    [Page 5]   
                                                                          
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1.  Introduction                                                           
                                                                           
    This document contains the profile for Congestion Control Identifier   
    2, TCP-like Congestion Control, in the Datagram Congestion Control     
    Protocol (DCCP) [DCCP].  DCCP uses Congestion Control Identifiers,     
    or CCIDs, to specify the congestion control mechanism in use on a      
    half-connection.                                                       
                                                                           
    The TCP-like Congestion Control CCID sends data using a close          
    variant of TCP's congestion control mechanisms, incorporating          
    selective acknowledgements (SACK) [RFC 2018, RFC 3517].  CCID 2 is   
    selective acknowledgements (SACK) [RFC 2018] [RFC 3517].  CCID 2 is
    suitable for senders who can adapt to the abrupt changes in            
    congestion window typical of TCP's Additive Increase Multiplicative    
    Decrease (AIMD) congestion control, and particularly useful for        
    senders who would like to take advantage of the available bandwidth    
    in an environment with rapidly changing conditions.  See Section 3     
    for more on application requirements.                                  
                                                                           
2.  Conventions and Notation                                               
                                                                           
    The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",    
    "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   
    "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in    
    document are to be interpreted as described in RFC 2119.               
    this document are to be interpreted as described in RFC 2119.       
                                                                           
    A DCCP half-connection consists of the application data sent by one    
    endpoint and the corresponding acknowledgements sent by the other      
    endpoint.  The terms "HC-Sender" and "HC-Receiver" denote the          
    endpoints sending application data and acknowledgements,               
    respectively.  Since CCIDs apply at the level of half-connections,     
    we abbreviate HC-Sender to "sender" and HC-Receiver to "receiver" in   
    this document.  See [DCCP] for more discussion.                        
                                                                           
    For simplicity, we say that senders send DCCP-Data packets and         
    receivers send DCCP-Ack packets.  Both of these categories are meant   
    to include DCCP-DataAck packets.                                       
                                                                           
    The phrases "ECN-marked" and "marked" refer to packets marked ECN    
    Congestion Experienced unless otherwise noted.                       
                                                                           
3.  Usage                                                                  
                                                                           
    CCID 2, TCP-like Congestion Control, is appropriate for DCCP flows     
    that would like to receive as much bandwidth as possible over the      
    long term, consistent with the use of end-to-end congestion control,   
    and that can tolerate the large sending rate variations                
    characteristic of AIMD congestion control, including halving of the    
    congestion window in response to a congestion event.                   
                                                                           
                                                                           
                                                                           
                                                                           
Floyd/Kohler                                        Section 3.  [Page 6]   
                                                                          
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    Applications that simply need to transfer as much data as possible     
    in as short a time as possible should use CCID 2.  This contrasts      
    with CCID 3, TCP-Friendly Rate Control (TFRC) Congestion Control       
    [CCID 3 PROFILE], which is appropriate for flows that would prefer     
    to minimize abrupt changes in the sending rate.  For example, CCID 2   
    is recommended over CCID 3 for streaming media applications that       
    buffer a considerable amount of data at the application receiver       
    before playback time, insulating the application somewhat from         
    abrupt changes in the sending rate.  Such applications could easily    
    choose DCCP's CCID 2 over TCP itself, possibly adding some form of     
    selective reliability at the application layer.  CCID 2 is also        
    recommended over CCID 3 for applications where halving the sending     
    rate in response to congestion is not likely to interfere with         
    application-level performance.                                         
                                                                           
    An additional advantage of CCID 2 is that its TCP-like congestion      
    control mechanisms are reasonably well-understood, with traffic        
    dynamics quite similar to those of TCP.  While the network research    
    community is still learning about the dynamics of TCP after 15 years   
    of its being the dominant transport protocol in the Internet, some     
    applications might prefer the more well-known dynamics of TCP-like     
    congestion control over that of newer congestion control mechanisms,   
    which haven't yet met the test of widespread Internet deployment.      
                                                                           
3.1.  Relationship with TCP                                                
                                                                           
    The congestion control mechanisms described here closely follow        
    mechanisms standardized by the IETF for use in SACK-based TCP, and     
    we rely partially on existing TCP documentation, such as RFC 793,    
    we rely partially on existing TCP documentation, such as [RFC 793],
    RFC 2581, RFC 3465, and RFC 3517.  TCP congestion control continues
    [RFC 2581], [RFC 3465], and [RFC 3517].  TCP congestion control 
    to evolve, but CCID 2 implementations SHOULD wait for explicit         
    continues to evolve, but CCID 2 implementations SHOULD wait for     
    updates to CCID 2 rather than track TCP's evolution directly.  The     
    explicit updates to CCID 2 rather than track TCP's evolution        
    differences between CCID 2 and straight TCP include: CCID 2 applies    
    directly.  The differences between CCID 2 and straight TCP include: 
    congestion control to acknowledgements, a mechanism not currently      
    CCID 2 applies congestion control to acknowledgements, a mechanism  
    standardized for use in TCP.  DCCP is a datagram protocol, so          
    not currently standardized for use in TCP.  DCCP is a datagram      
    several parameters whose units are specified in bytes in TCP, such     
    protocol, so several parameters whose units are specified in bytes  
    as the congestion window cwnd, have units of packets in DCCP.          
    in TCP, such as the congestion window cwnd, have units of packets in
    Unreliability also leads to differences from TCP: DCCP never           
    DCCP.  Unreliability also leads to differences from TCP: DCCP never 
    retransmits a packet, so congestion control mechanisms that            
    distinguish retransmissions from new packets have been redesigned      
    for the DCCP context.                                                  
                                                                           
3.2.  Example Half-Connection                                              
                                                                           
    This example shows the typical progress of a half-connection using     
    CCID 2's TCP-like Congestion Control, not including connection         
    initiation and termination.  The example is informative, not           
    normative.                                                             
                                                                           
                                                                           
                                                                           
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    1.  The sender sends DCCP-Data packets, where the number of packets    
        sent is governed by a congestion window, cwnd, as in TCP.  Each    
        DCCP-Data packet uses a sequence number.  The sender also sends    
        an Ack Ratio feature option specifying the number of data          
        packets to be covered by an Ack packet from the receiver; Ack      
        Ratio defaults to two.  The DCCP header's CCVal field is set to    
        zero.                                                              
                                                                           
        Assuming that the half-connection is Explicit Congestion           
        Notification (ECN) capable (the ECN Incapable feature is zero --   
        the default), each DCCP-Data packet is sent as ECN-Capable with    
        either the ECT(0) or the ECT(1) codepoint set, as described in     
        RFC 3540.                                                        
        [RFC 3540].                                                   
                                                                           
    2.  The receiver sends a DCCP-Ack packet acknowledging the data        
        packets for every Ack Ratio data packets transmitted by the        
        sender.  Each DCCP-Ack packet uses a sequence number and           
        contains an Ack Vector.  The sequence number acknowledged in a     
        DCCP-Ack packet is that of the received packet with the highest    
        sequence number, rather than a TCP-like cumulative                 
        acknowledgement.                                                   
                                                                           
        The receiver returns the sum of received ECN Nonces via Ack        
        Vector options, allowing the sender to probabilistically verify    
        that the receiver is not misbehaving.  DCCP-Ack packets from the   
        receiver are also sent as ECN-Capable, since the sender will       
        control the acknowledgement rate in a roughly TCP-friendly way     
        using the Ack Ratio feature.  There is little need for the         
        receiver to verify the nonces of its DCCP-Ack packets, since the   
        sender cannot get significant benefit from misreporting the ack    
        mark rate.                                                         
                                                                           
    3.  The sender continues sending DCCP-Data packets as controlled by    
        the congestion window.  Upon receiving DCCP-Ack packets, the       
        sender examines their Ack Vectors to learn about marked or         
        dropped data packets, and adjusts its congestion window            
        accordingly.  Because this is unreliable transfer, the sender      
        does not retransmit dropped packets.                               
                                                                           
    4.  Because DCCP-Ack packets use sequence numbers, the sender has      
        some information about lost or marked DCCP-Ack packets.  The       
        sender responds to lost or marked DCCP-Ack packets by modifying    
        the Ack Ratio sent to the receiver.                                
                                                                           
    5.  The sender acknowledges the receiver's acknowledgements at least   
        once per congestion window.  If both half-connections are          
        active, the sender's acknowledgement of the receiver's             
        acknowledgements is included in the sender's acknowledgement of    
                                                                           
                                                                           
                                                                           
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        the receiver's data packets.  If the reverse-path half-            
        connection is quiescent, the sender sends a DCCP-DataAck packet    
        that includes an Acknowledgement Number in the header.             
                                                                           
    6.  The sender estimates round-trip times, either through keeping      
        track of acknowledgement round-trip times as TCP does or through   
        explicit Timestamp options, and calculates a TimeOut (TO) value    
        much as the RTO (Retransmit Timeout) is calculated in TCP.  The    
        TO is used to determine when a new DCCP-Data packet can be         
        transmitted when the sender has been limited by the congestion     
        window and no feedback has been received from the receiver.        
                                                                           
4.  Connection Establishment                                               
                                                                           
    Use of the Ack Vector is MANDATORY on CCID 2 half-connections, so      
    the sender MUST send a "Change R(Send Ack Vector, 1)" option to the    
    receiver as part of connection establishment.  The sender SHOULD NOT   
    send data until it has received the corresponding "Confirm L(Send      
    Ack Vector, 1)" from the receiver, except possibly for data included   
    on the initial DCCP-Request packet.                                    
                                                                           
5.  Congestion Control on Data Packets                                     
                                                                           
    CCID 2's congestion control mechanisms are based on those for SACK-    
    based TCP [RFC 3517], since the Ack Vector provides all the            
    information that might be transmitted in SACK options.                 
                                                                           
    A CCID 2 data sender maintains three integer parameters measured in    
    packets.                                                               
                                                                           
    1.  The congestion window "cwnd", which equals the maximum number of   
        data packets allowed in the network at any time.  ("Data packet"   
        means any DCCP packet that contains user data: DCCP-Data, DCCP-    
        DataAck, and occasionally DCCP-Request and DCCP-Response.)         
                                                                           
    2.  The slow-start threshold "ssthresh", which controls adjustments    
        to cwnd.                                                           
                                                                           
    3.  The pipe value "pipe", which is the sender's estimate of the       
        number of data packets outstanding in the network.                 
                                                                           
    These parameters are manipulated, and their initial values             
    determined, according to SACK-based TCP's behavior, except that they   
    are measured in packets, not bytes.  The rest of this section          
    provides more specific guidance.                                       
                                                                           
    The sender MAY send a data packet when pipe < cwnd, but MUST NOT       
    send a data packet when pipe >= cwnd.  Every data packet sent          
                                                                           
                                                                           
                                                                           
Floyd/Kohler                                        Section 5.  [Page 9]   
                                                                          
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    increases pipe by 1.                                                   
                                                                           
    The sender reduces pipe as it infers that data packets have left the   
    network, either by being received or by being dropped.  In             
    particular:                                                            
                                                                           
    1.  Acked data packets.  The sender reduces pipe by 1 for each data    
        packet newly-acknowledged as received (Ack Vector State 0 or       
        State 1) by some DCCP-Ack.                                         
                                                                           
    2.  Dropped data packets.  The sender reduces pipe by 1 for each       
        data packet it can infer as lost due to the DCCP equivalent of     
        TCP's "duplicate acknowledgements".  This depends on the           
        NUMDUPACK parameter, the number of duplicate acknowledgements      
        needed to infer a loss.  The NUMDUPACK parameter is set to         
        three, as is currently the case in TCP.  A packet P is inferred    
        to be lost, rather than delayed, when at least NUMDUPACK packets   
        transmitted after P have been acknowledged as received (Ack        
        Vector State 0 or 1) by the receiver.  Note that the               
        acknowledged packets following the hole may be DCCP-Acks or        
        other non-data packets.                                            
                                                                           
    3.  Transmit timeouts.  Finally, the sender needs transmit timeouts,   
        handled like TCP's retransmission timeouts, in case an entire      
        window of packets is lost.  The sender estimates the round-trip    
        time at most once per window of data, and uses the TCP             
        algorithms for maintaining the average round-trip time, mean       
        deviation, and timeout value [RFC 2988].  (If more than one        
        measurement per round-trip time was used for these calculations,   
        then the weights of the averagers would have to be adjusted, so    
        that the average round-trip time is effectively derived from       
        measurements over multiple round-trip times.)  Because DCCP does   
        not retransmit data, DCCP does not require TCP's recommended       
        minimum timeout of one second.  The exponential backoff of the     
        timer is exactly as in TCP.  When a transmit timeout occurs, the   
        sender sets pipe to zero.  The adjustments to cwnd and ssthresh    
        are described below.                                               
                                                                           
    The sender MUST NOT decrement pipe more than once per data packet.     
    True duplicate acknowledgements, for example, MUST NOT affect pipe.    
    Furthermore, the sender MUST NOT decrement pipe for non-data           
    packets, such as DCCP-Acks, even though the Ack Vector will contain    
    information about them.                                                
                                                                           
    Congestion events cause CCID 2 to reduce its congestion window.  A 
    Congestion events, namely one or more packets lost or marked from a
    congestion event contains at least one lost or marked packet.  As in 
    window of data, cause CCID 2 to reduce its congestion window.  For
    TCP, two losses or marks are considered to be part of a single       
    each congestion event, either indicated explicitly as an Ack Vector 
    congestion event when the second packet was sent before the loss or  
    State 1 (ECN-marked) acknowledgement or inferred via "duplicate     
                                                                           
    acknowledgements", cwnd is halved, then ssthresh is set to the new  
                                                                           
    cwnd.  Cwnd is never reduced below one packet.  After a timeout, the
                                                                           
    slow-start threshold is set to cwnd/2, then cwnd is set to one      
Floyd/Kohler                                       Section 5.  [Page 10]   
    packet.  When halved, cwnd and ssthresh have their values rounded   
                                                                          
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    down, except that cwnd is never less than one and ssthresh is never 
                                                                           
    less than two.                                                      
                                                                           
    mark of the first packet was detected.  As an approximation, a       
    sender can consider two losses or marks to be part of a single       
    congestion event when the packets were sent within one RTT estimate  
    of one another, using an RTT estimate current at the time the        
    packets were sent.  For each congestion event, either indicated      
    explicitly as an Ack Vector State 1 (ECN-marked) acknowledgement or    
    inferred via "duplicate acknowledgements", cwnd is halved, then        
    ssthresh is set to the new cwnd.  Cwnd is never reduced below one      
    packet.  After a timeout, the slow-start threshold is set to cwnd/2,   
    then cwnd is set to one packet.  When halved, cwnd and ssthresh have   
    their values rounded down, except that cwnd is never less than one     
    and ssthresh is never less than two.                                   
                                                                           
    When cwnd < ssthresh, meaning that the sender is in slow-start, the    
    congestion window is increased by one packet for every two newly       
    acknowledged data packets with Ack Vector State 0 (not ECN-marked),    
    up to a maximum of Ack Ratio/2 packets per acknowledgement.  This is   
    a modified form of Appropriate Byte Counting [RFC 3465] that is        
    consistent with TCP's current standard (which does not include byte-   
    counting), but allows CCID 2 to increase as aggressively as TCP when   
    CCID-2's Ack Ratio is greater than the default value of two.  When     
    cwnd >= ssthresh, the congestion window is increased by one packet     
    for every window of data acknowledged without lost or marked           
    packets.  The cwnd parameter is initialized to at most four packets    
    for new connections, following the rules from RFC 3390; the ssthresh   
    parameter is initialized to an arbitrarily high value.                 
                                                                           
    Senders MAY use a form of rate-based pacing when sending multiple      
    data packets liberated by a single ack packet, rather than sending     
    all liberated data packets in a single burst.                          
                                                                           
5.1.  Response to Idle and Application-limited Periods                     
                                                                           
    CCID 2 is designed to follow TCP's congestion control mechanisms to    
    the extent possible, but TCP does not have complete standardization    
    for its congestion control response to idle periods (when no data      
    packets are sent) or to application-limited periods (when the          
    sending rate is less than that allowed by cwnd).  This section is a    
    brief guide to the standards for TCP in this area.                     
                                                                           
    For idle periods, RFC 2581 recommends that the TCP sender SHOULD       
    slow-start after an idle period, where an idle period is defined as    
    a period exceeding the timeout interval.  RFC 2861, currently          
    Experimental, suggests a slightly more moderate mechanism where the    
    congestion window is halved for every round-trip time that the         
    sender has remained idle.                                              
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
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    There are currently no standards governing TCP's use of the            
    congestion window during an application-limited period.  In            
    particular, it is possible for TCP's congestion window to grow quite   
    large during a long uncongested period when the sender is              
    application-limited, sending at a low rate.  RFC 2861 essentially      
    suggests that TCP's congestion window not be increased during          
    application-limited periods, when the congestion window is not being   
    fully utilized.                                                        
                                                                           
5.2.  Response to Data Dropped and Slow Receiver                           
                                                                           
    As described in [DCCP], the Data Dropped option lets an endpoint       
    declare that a packet was dropped at the end host before delivery to   
    the application -- for instance, because of corruption or receive      
    buffer overflow.  CCID 2 senders respond to these options as           
    described in [DCCP], with the following further clarifications.        
                                                                           
    o  Drop Code 2 ("receive buffer drop").  The congestion window         
       "cwnd" is reduced by one for each packet newly acknowledged as      
       Drop Code 2, except that it is never reduced below one.             
                                                                           
    o  Exiting slow-start.  The sender MUST exit slow start whenever it    
       receives a relevant Data Dropped or Slow Receiver option.           
                                                                           
5.3.  Packet Size                                                          
                                                                           
    CCID 2 is optimized for applications that generally use a fixed        
    packet size, and that vary their sending rate in packets per second    
    in response to congestion.  CCID 2 is not appropriate for              
    applications that require a fixed interval of time between packets,    
    and vary their packet size instead of their packet rate in response    
    to congestion.  CCID 2 maintains a congestion window in packets, and   
    does not increase the congestion window in response to a decrease in   
    the packet size.  However, some attention might be required for        
    applications using CCID 2 that vary their packet size not in           
    response to congestion, but in response to other application-level     
    requirements.                                                          
                                                                           
    CCID 2 implementations MAY check for applications that appear to be    
    manipulating the packet size inappropriately.  For example, an         
    application might send small packets for a while, building up a fast   
    rate, then switch to large packets to take advantage of the fast       
    rate.  (Preliminary simulations indicate that applications may not     
    be able to increase their overall transfer rates this way, so it is    
    not clear this manipulation will occur in practice [V03].)             
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
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6.  Acknowledgements                                                       
                                                                           
    CCID 2 acknowledgements are generally paced by the sender's data       
    packets.  Each required acknowledgement MUST contain Ack Vector        
    options that declare exactly which packets arrived, and whether        
    those packets were ECN-marked.  Acknowledgement data in the Ack        
    Vector options SHOULD generally cover the receiver's entire            
    Acknowledgement Window; see [DCCP] (Section 11.4.2).               
    Acknowledgement Window (Section 11.4.2 of [DCCP]).              
                                                                           
    CCID 2 senders use DCCP's Ack Ratio feature to influence the rate at   
    which DCCP-Ack packets are generated, thus controlling reverse-path    
    congestion.  This differs from TCP, which presently has no             
    congestion control for pure acknowledgement traffic.  CCID 2's         
    reverse-path congestion control does not try to be TCP-friendly; it    
    just tries to avoid congestion collapse, and to be somewhat better     
    than TCP in the presence of a high packet loss or mark rate on the     
    reverse path.  The default Ack Ratio is two, and CCID 2 with this      
    Ack Ratio behaves like TCP with delayed acks.  [DCCP] (Section 11.3) 
    Ack Ratio behaves like TCP with delayed acks.  Section 11.3 of    
    describes the Ack Ratio in more detail, including its relationship     
    [DCCP] describes the Ack Ratio in more detail, including its        
    to acknowledgement pacing and DCCP-DataAck packets.  Section 6.1.1     
    relationship to acknowledgement pacing and DCCP-DataAck packets.    
    below describes the sender's detection of lost or marked               
    Section 6.1.1 below describes the sender's detection of lost or     
    acknowledgements, and Section 6.1.2 gives the sender's rules for       
    marked acknowledgements, and Section 6.1.2 gives the sender's rules 
    changing the Ack Ratio.                                                
    for changing the Ack Ratio.                                         
                                                                           
6.1.  Congestion Control on Acknowledgements                               
                                                                           
    When Ack Ratio is R, the receiver sends one DCCP-Ack packet per R      
    data packets, more or less.  Since the sender sends cwnd data          
    packets per round-trip time, the acknowledgement rate equals cwnd/R    
    DCCP-Acks per round-trip time.  The sender keeps the acknowledgement   
    rate roughly TCP-friendly by monitoring the acknowledgement stream     
    for lost and marked DCCP-Ack packets, and modifying R accordingly.     
    For every RTT containing a DCCP-Ack congestion event (that is, a       
    lost or marked DCCP-Ack), the sender halves the acknowledgement rate   
    by doubling Ack Ratio; for every RTT containing no DCCP-Ack            
    congestion event, it additively increases the acknowledgement rate     
    through gradual decreases in Ack Ratio.                                
                                                                           
6.1.1.  Detecting Lost and Marked Acknowledgements                         
                                                                           
    All packets from the receiver contain sequence numbers, so the         
    sender can detect both losses and marks on the receiver's packets.     
    The sender infers receiver packet loss in the same way as it infers    
    losses of its data packets: a packet from the receiver is considered   
    lost after at least NUMDUPACK packets with greater sequence numbers    
    have been received.                                                    
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
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    DCCP-Ack packets are generally small, so they might impose less load   
    on congested network links than DCCP-Data and DCCP-DataAck packets.    
    For this reason, Ack Ratio depends on losses and marks on the          
    receiver's non-data packets, not on aggregate losses and marks on      
    all of the receiver's packets.  The non-data packet category           
    consists of those packet types that cannot carry application data:     
    DCCP-Ack, DCCP-Close, DCCP-CloseReq, DCCP-Reset, DCCP-Sync, and        
    DCCP-SyncAck.  The sender can easily distinguish non-data marks from   
    other marks.  This is harder for losses, though, since the sender      
    can't always know whether a lost packet carried data.  Unless it has   
    better information, the sender SHOULD assume, for the purpose of Ack   
    Ratio calculation, that every lost packet was a non-data packet.       
    Better information is available via DCCP's NDP Count option, if        
    necessary.  (Appendix B discusses the costs of mistaking data packet   
    loss for non-data packet loss.)                                        
                                                                           
    A receiver that implements its own acknowledgement congestion          
    control SHOULD NOT reduce its DCCP-Ack acknowledgement rate due to     
    losses or marks on its data packets.                                   
                                                                           
6.1.2.  Changing Ack Ratio                                                 
                                                                           
    Ack Ratio always meets three constraints: (1) Ack Ratio is an          
    integer.  (2) Ack Ratio does not exceed cwnd/2, rounded up, except     
    that Ack Ratio 2 is always acceptable.  (3) Ack Ratio is two or more   
    for a congestion window of four or more packets.                       
                                                                           
    The sender changes Ack Ratio within those constraints as follows.      
    For each congestion window of data with lost or marked DCCP-Ack        
    packets, Ack Ratio is doubled; and for each cwnd/(R^2 - R)             
    consecutive congestion windows of data with no lost or marked DCCP-    
    Ack packets, Ack Ratio is decreased by 1.  (See Appendix A for the     
    derivation.)  Changes in Ack Ratio are signalled through feature       
    negotiation; see [DCCP] (Section 11.3).                              
    negotiation; see Section 11.3 of [DCCP].                          
                                                                           
    For a constant congestion window, this gives an Ack sending rate       
    that is roughly TCP-friendly.  Of course, cwnd usually varies over     
    time; the dynamics will be rather complex, but roughly TCP-friendly.   
    We recommend that the sender use the most recent value of cwnd when    
    determining whether to decrease Ack Ratio by 1.                        
                                                                           
    The sender need not keep Ack Ratio completely up to date.  For         
    instance, it MAY rate-limit Ack Ratio renegotiations to once every     
    four or five round-trip times, or to once every second or two.  The    
    sender SHOULD NOT attempt to renegotiate the Ack Ratio more than       
    once per round-trip time.  Additionally, it MAY bound Ack Ratio        
    below by two, or it MAY set Ack Ratio to one for half-connections      
    with persistent congestion windows of 1 or 2 packets.                  
                                                                           
                                                                           
                                                                           
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    Putting it all together, the receiver always sends at least one        
    acknowledgement per window of data when cwnd = 1, and at least two     
    acknowledgements per window of data otherwise.  Thus, the receiver     
    could be sending two ack packets per window of data even in the face   
    of very heavy congestion on the reverse path.  We would note,          
    however, that if congestion is sufficiently heavy that all of the      
    ack packets are dropped, then the sender falls back on an              
    exponentially-backed-off timeout, as in TCP.  Thus, if congestion is   
    sufficiently heavy on the reverse path, then the sender reduces its    
    sending rate on the forward path, which reduces the rate on the        
    reverse path as well.                                                  
                                                                           
6.2.  Acknowledgements of Acknowledgements                                 
                                                                           
    An active sender DCCP A MUST occasionally acknowledge its peer DCCP    
    B's acknowledgements, so that DCCP B can free up Ack Vector state.     
    When both half-connections are active, A's acknowledgements of B's     
    acknowledgements are automatically contained in A's acknowledgements   
    of B's data. If the B-to-A half-connection is quiescent, however,      
    DCCP A must occasionally send acknowledgements proactively, such as    
    by sending a DCCP-DataAck packet that includes an Acknowledgement      
    Number in the header.                                                  
                                                                           
    An active sender SHOULD acknowledge the receiver's acknowledgements    
    at least once per congestion window. Of course, the sender's           
    application might fall silent.  This is no problem; when neither       
    side is sending data, a sender can wait arbitrarily long before        
    sending an ack.                                                        
                                                                           
6.2.1.  Determining Quiescence                                             
                                                                           
    This section describes how a CCID 2 receiver determines that the   
    This section refers to quiescence in the DCCP sense (see Section  
    corresponding sender is not sending any data, and therefore has gone 
    11.1 of [DCCP]): How does a CCID 2 receiver determine that the  
    quiescent.  See [DCCP] (Section 11.1) for general information on     
    corresponding sender is not sending any data?                     
    quiescence.                                                          
                                                                           
    Let T equal the greater of 0.2 seconds and two round-trip times.       
    (The receiver may know the round-trip time in its role as the sender   
    for the other half-connection.  If it does not, it should use a        
    default RTT of 0.2 seconds, as described in [DCCP] (Section 3.4).)   
    default RTT of 0.2 seconds, as described in Section 3.4 of [DCCP].)
    Once the sender acknowledges the receiver's Ack Vectors, and the       
    sender has not sent additional data for at least T seconds, the        
    receiver can infer that the sender is quiescent.  More precisely,      
    the receiver infers that th